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Sarbanes-Oxley Act of 2002, affectionately known as SOX has presented challenges for many publicly-traded companies as they scramble to comply, or risk going to jail. More recently, Japan introduced the Financial Instruments and Exchange Law  ("JSOX"), both of which require public companies to develop new practices involving corporate governance and financial reporting with the objective of restoring the public trust in the capital financial markets.

Our team has expertise implementing SOX and JSOX, which includes documenting or updating documentation, developing processes for control, monitoring ongoing reporting and/or selecting and implementing software solutions.  Our staff has worked with clients including small cap companies up through the Fortune 50 companies.   

While Sarbanes-Oxley is the buzzword for Risk Management or Corporate Governance, there have been other laws in place throughout the world before (and after) SOX, and our team has been involved in many of them.

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Cadbury-Turnbull Reports and subsequent Combined Code of Corporate Governance in UK (1998)

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Policy 52-109 - Canadian version of Sarbanes-Oxley Act whit Bill 198 - specifically for Ontario (2003)

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CLERP-9 - Australian version of the act (2004)

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Japan's Financial Instruments and Exchange Law (2006)

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France, Italy South Africa and approximately 20 other countries have enacted Corporate Governance laws. 

If you are looking for Sarbanes-Oxley help contact us now.  If you are a professional firm seeking to start or expand a practice or need help implementing DOX or JSOX compliant solutions, contact us now.

Read some of the articles written by our team:

bullet"ERM-Based Auditing" (pdf)  As seen in Internal Auditing magazine. Internal audit can play a key role in enterprise risk management, providing assurance on ERM policies and procedures without compromising auditors’ independence and objectivity.
bullet“Beyond Sarbanes Oxley”  (pdf) As seen in Internal Auditor magazine.  Section 404 exercises can provide the starting point for a comprehensive ERM program.
bullet"The Need For Corporate Governance" Cadbury/Turnbull reports precedes Sarbanes Oxley
bullet "COSO ERM Framework"  COSO announces new framework with three new components

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bulletSOX Resources - valuable resources for your Sarbanes Oxley education

Click here for help with Sarbanes Oxley or JSOX.

 

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